IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-0066-13
JOSEPH DELAFUENTE, Appellant
v.
THE STATE OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE FOURTEENTH COURT OF APPEALS
WALLER COUNTY
A LCALA, J., filed a dissenting opinion.
DISSENTING OPINION
This case requires this Court to once again decide what to do when the losing party
on a motion to suppress has requested explicit findings of fact and conclusions of law, but
the findings made by the trial court are wholly inadequate. The majority opinion decides that
a remand for supplemental findings is unnecessary, but I disagree. I conclude that the trial
court, in essence, made only one fact finding and that it is an inadequate basis upon which
Delafuente - 2
to determine whether the officer had reasonable suspicion to detain the sedan occupied by
Joseph Delafuente, appellant. I would sustain the second ground presented in the State’s
petition for discretionary review and reverse and remand the case to the court of appeals with
instructions to abate to the trial court for additional findings. I, therefore, respectfully
dissent.
I. Existing Findings of Fact are Inadequate
To call this record sparse would be a gross understatement. No witness testified at the
motion to suppress hearing. The entire record consists of a two-page offense report that was
admitted into evidence without objection. The offense report describes these facts:
1. The officer was on patrol on June 24, 2009, at 9:12 a.m., on Interstate 10;
2. The officer observed “a traffic congestion” in the inside westbound lane
near the Igloo Road Overpass;
3. Traffic volume was “moderate”;
4. The officer “inspected further” and observed a sedan moving at 52 miles per
hour in a zone with a 65 mile-per-hour maximum speed limit;
5. The sedan was “Impeding Traffic”;
6. To effect a traffic stop, the officer was “required [to] utiliz[e] the rear emergency
lights on the patrol vehicle to allow a safe lane change of [the] patrol vehicle, from
the center to the inside lane”; and
7. The sedan immediately yielded to the inside shoulder.
In light of the sparse evidentiary record, it is no surprise that the trial court’s findings
of fact and conclusions of law are also minimal. The trial court made only one conclusion
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of law: “The officer had probable cause for the stop because the defendant was driving slow
and impeding traffic.” On its face, this conclusion is erroneous because the defendant was
not even driving the vehicle at the time of the stop; rather, he was in the passenger seat.
Aside from the single conclusion of law to which this Court owes no deference,1 the
trial court made two findings of fact that essentially amount to a single finding of fact. In
what is characterized as its first fact finding, the trial court determined that “[t]he attorney
agreed on [the] record that the offense report be admitted as evidence. Both [the] State and
Defense waived their right to present oral testimony or cross-examine the officer.” This
statement does not describe the events that took place on the morning of the stop, but instead
is a description of what happened at the motion-to-suppress hearing and the means by which
the offense report became the sole evidence in the record. After examining the content of
this first finding, it is clear that it is immaterial to the matters at issue in this appeal
concerning the validity of the traffic stop.
In its second finding of fact, the trial court determined that appellant’s vehicle was
impeding traffic. This finding states, “In the offense report the officer states that defendant
was impeding traffic. Since there was no contraverting [sic] testimony presented and no
cross-examination, the Court accepted that statement as fact. Therefore[,] the Court finds
1
See State v. Mazuca, 375 S.W.3d 294, 307 n. 68 (Tex. Crim. App. 2012) (stating that legal
conclusions are “‘subject to de novo review, not deference’”) (quoting State v. Sheppard, 271
S.W.3d 281, 291 (Tex. Crim. App. 2008)); Wilson v. State, 311 S.W.3d 452, 458 (Tex. Crim. App.
2010) (“Although we give almost total deference to the trial court’s determination of historical facts,
we conduct a de novo review of the trial court’s application of the law to those facts.”).
Delafuente - 4
that Defendant’s vehicle was impeding traffic.” The majority opinion recognizes, and I
agree, that the officer’s bare assertion that appellant’s car was “impeding traffic” is a legal
conclusion, not a factual finding, because it describes a particular violation of the law. The
trial court’s adoption of that legal conclusion as a finding of fact does not transform it into
something it is not; it remains a conclusion of law. See State v. Sheppard, 271 S.W.3d 281,
291-92 (Tex. Crim. App. 2008) (taking note of the problem of “mixing the apples of explicit
factual findings with the oranges of conclusions of law,” and stating that, regardless of how
they are labeled, factual findings consist of “who did what, when, where, how, or why” and
“do not include legal rulings on ‘reasonable suspicion’ or ‘probable cause’; those are legal
conclusions subject to de novo review, not deference”). In characterizing this second finding,
the majority opinion states, “In this case, the trial court issued explicit findings of fact
declaring credible the officer’s statement that the vehicle was ‘impeding traffic.’” Although
I disagree that this is an explicit statement about the officer’s credibility, I agree that the trial
court implicitly found that the officer was credible in stating his subjective belief that the
vehicle was impeding traffic. But an officer’s honest belief that a traffic violation is being
committed does not equate to reasonable suspicion, which is an objective standard that
depends on the existence of specific, articulable facts. See Ford v. State, 158 S.W.3d 488,
492-93 (Tex. Crim. App. 2005) (noting that reasonable suspicion determination is based on
“specific, articulable facts”; standard is an objective one and “disregards any subjective
intent” of officer making stop). A trial court that adopts an officer’s legal conclusion as its
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sole relevant fact finding does not provide an appellate court an adequate basis upon which
to review a suppression ruling.
Importantly, the trial court’s fact findings utterly fail to address the key circumstances
that an appellate court would need to consider to make a reasonable-suspicion determination,
such as whether the driver of the sedan was driving more slowly than other traffic, whether
the sedan affected the normal and reasonable movement of traffic, and whether reduced
speed was somehow necessary for the safe operation of the vehicle or to comply with the
law. See T EX. T RANSP. C ODE § 545.363(a). Section 545.363(a) of the Transportation Code
states, “An operator may not drive so slowly as to impede the normal and reasonable
movement of traffic, except when reduced speed is necessary for safe operation or in
compliance with law.” Id. Several Texas courts of appeals have held that driving more
slowly than the posted speed limit, without more, is inadequate to establish that the driver is
impeding traffic. See Tex. Dep’t of Pub. Safety v. Gonzales, 276 S.W.3d 88, 93 (Tex.
App.—San Antonio 2008, no pet.) (driving 45 miles per hour in a 65 mile-per-hour zone did
not constitute impeding traffic in absence of evidence describing overall amount of traffic
on highway); Richardson v. State, 39 S.W.3d 634, 639 (Tex. App.—Amarillo 2000, no pet.)
(driving 25 miles per hour below speed limit did not constitute impeding traffic because
“there was little or no traffic on the road” and other vehicles had no difficulty passing slower
one); Davy v. State, 67 S.W.3d 382, 393 (Tex. App.—Waco 2001, no pet.) (traffic not
impeded because no other vehicles were present on the road at time of stop). Because the
Delafuente - 6
trial court made only one finding that the vehicle “impeded traffic” without even explaining
what that term may have meant in the context of this case, I disagree with the majority
opinion’s characterization of the trial court’s fact findings as including all the facts needed
to decide this case.
II. This Court’s Precedent Requires Reversal and Abatement for Additional Fact-
Findings by the Trial Court
Although the trial court never made any finding that all of the facts in the offense
report were true, it appears that the majority opinion accepts the entire report as true because
the evidence was undisputed at trial. But this Court has never equated undisputed testimony
with credible testimony. State v. Elias, 339 S.W.3d 667, 674 (Tex. Crim. App. 2011) (citing
State v. Ross, 32 S.W.3d 853, 857 (Tex. Crim. App. 2000)). Even though evidence is
undisputed, a trial court retains the authority to disbelieve it. See id. (citing Ross, 32 S.W.3d
at 857). Furthermore, the losing party on a motion to suppress is, upon request, entitled to
“essential findings” of fact that are “adequate to provide an appellate court with a basis upon
which to review the trial court’s application of the law to the facts.” Elias, 339 S.W.3d at
674 (quoting State v. Cullen, 195 S.W.3d 696, 699 (Tex. Crim. App. 2006)).2 As we have
held in several recent decisions, an appellate court must abate to the trial court for additional
2
In the absence of any findings of fact, either because none were requested or none were
spontaneously made by the trial court, an appellate court must presume that the trial court implicitly
resolved all issues of historical fact and witness credibility in the light most favorable to its ultimate
ruling. State v. Elias, 339 S.W.3d 667, 674 (Tex. Crim. App. 2011) (citing State v. Ross, 32 S.W.3d
853, 857 (Tex. Crim. App. 2000)). Because fact findings were properly requested by the losing party
in this case, this presumption is inapplicable. See State v. Mendoza, 365 S.W.3d 666, 673 (Tex.
Crim. App. 2012).
Delafuente - 7
findings of fact when a party has requested findings of fact and the findings that are made
by a trial court are so incomplete that an appellate court is unable to make a legal
determination. See State v. Saenz, No. PD-0043-13, ___ S.W.3d ___, 2013 WL 5729973,
at *7 (Tex. Crim. App. Oct. 23, 2013) (reversing and remanding for additional fact findings
because dispositive historical facts were absent from trial court’s findings); Elias, 339
S.W.3d at 674 (same); State v. Mendoza, 365 S.W.3d 666, 673 (Tex. Crim. App. 2012)
(reversing and remanding for additional fact findings because dispositive credibility
determination was absent from trial court’s findings); Cullen, 195 S.W.3d at 699 (reversing
and remanding for fact findings because trial court completely declined a proper request to
issue them).3 “We will not presume factual findings that may be dispositive in a case when
a trial court’s findings are an inadequate basis upon which to make a legal conclusion and
when those findings have been properly requested by a losing party.” Saenz, ___ S.W.3d at
___, 2013 WL 5729973, at *5; see Elias, 339 S.W.3d at 674; Mendoza, 365 S.W.3d at 673;
Cullen, 195 S.W.3d at 699.
3
As we noted recently in Saenz v. State, however, “[t]he trial court is, of course, limited to
making findings based on the facts that currently appear in the record.” No. PD-0043-13,
___S.W.3d ___, 2013 WL 5729973, at *7 n. 6 (Tex. Crim. App. Oct. 23, 2013). Given the limited
nature of the record in this case, I acknowledge that the trial court may find it difficult to remedy the
inadequacy of its original findings. But such a task is not impossible, given the state of the record.
The trial court’s supplemental findings could, for example, expressly state whether it found credible
the officer’s statements in the offense report; whether there was a traffic congestion and whether that
congestion was caused by appellant’s vehicle; whether that congestion was different from ordinary
traffic flow at that location; whether traffic volume was “moderate” and what that term might have
meant in the context of this case; whether the speed at which appellant’s vehicle was traveling was
one that would affect traffic conditions; and whether appellant’s vehicle was traveling in the lane
designated for faster-moving vehicles, as the majority opinion suggests.
Delafuente - 8
As in the cases cited above, a similar inadequacy exists in this trial court’s findings
regarding the historical facts to be considered when making the ultimate legal determination
whether the officer had reasonable suspicion to detain the sedan for impeding traffic. To
imply all facts in favor of the trial court’s ruling, as the majority opinion in essence purports
to do, conflicts with our earlier statements indicating that an appellate court should avoid
making broad presumptions and should instead remand for supplemental findings when the
trial court fails to enter essential and potentially dispositive findings. See Elias, 339 S.W.3d
at 675-76. After Cullen and Elias, such broad presumptions in favor of the trial court’s
ruling are appropriate only when there are no findings of fact and none have been properly
requested. See Ross, 32 S.W.3d at 857. Such is clearly not the case here.
The trial court’s sole fact finding surrounding the traffic stop used the same
conclusory phrase “impeding traffic” that the officer used in his offense report. The majority
opinion surmises that what the officer really intended to say was that there was “a line of
vehicles stacked up behind one slowly moving car.” But that is pure speculation. Neither
the trial court’s fact findings nor the offense report explains what the officer actually meant
by the term “impeding traffic.” The officer could have been using the term in its technical
legal meaning as the traffic offense, in a factual description as this Court’s majority opinion
suggests, or something else. We simply do not know, and I disagree that this Court should
supplant the trial court as fact finder by ascribing meanings to terms that are unclear.
Delafuente - 9
I also disagree that this Court should become the fact finder by adopting the facts
described in the offense report when those facts have not expressly been adopted by the trial
court. The majority opinion states, “It is true that, in this case, the officer used a legally
meaningful phrase to describe what he saw, but unlike Ford,4 he did more than provide an
unsubstantiated subjective assertion—he provided other facts to support that statement.” The
opinion goes on to reason that the “trial court could not have credited the report’s conclusion
[that the vehicle was impeding traffic] without crediting the rest of its factual contents.” This
assessment does not alter the fact that the trial court failed to make any findings as to the
veracity of the factual statements contained in the offense report. In fact, the trial court stated
that its adoption of the officer’s conclusion that the vehicle was impeding traffic was based
on the uncontroverted nature of the evidence. But, as noted above, uncontroverted is
different from credible, and even if the trial court believed the officer to be credible in his
subjective belief that appellant’s sedan was impeding traffic in violation of the law, the fact
findings do not include articulable facts from which this Court could assess whether the
officer had reasonable suspicion to make a traffic stop for that offense. See Ford, 158
S.W.3d at 492-93.
I conclude that the trial court’s single relevant fact finding that the sedan was
impeding traffic is based solely on an unsubstantiated, subjective assertion that is inadequate
to establish that the State met its burden to prove that the stop was reasonably justified. See
4
Ford v. State, 158 S.W.3d 488, 493 (Tex. Crim. App. 2005).
Delafuente - 10
Ford, 158 S.W.3d at 493 (where arrest is shown to be warrantless, burden shifts to State to
prove reasonableness of seizure, and specific, articulable facts must go beyond “mere
opinions” or “a conclusory statement that [appellant] was violating a traffic law”); Bishop
v. State, 85 S.W.3d 819, 822 (Tex. Crim. App. 2002) (State has burden of proof in
warrantless seizure). I disagree with the majority opinion’s holding that there is no “need to
remand to the trial court for additional findings under Ford or Mendoza 5 because the trial
court unambiguously found the offense report credible.” As explained above, this is not an
accurate representation of the trial court’s fact findings, which address only the discrete legal
conclusion that the vehicle was “impeding traffic,” and which fail to make any assessment
of the credibility or significance of the other statements in the offense report. I would hold
that the court of appeals erred by failing to abate the case for complete findings of fact. I
would sustain the State’s second ground and reverse the judgment of the court of appeals.
Because the majority opinion reinstates the trial court’s suppression ruling instead of
remanding to the court of appeals with instructions to abate for supplemental findings, I
respectfully dissent.
Filed: November 27, 2013
Publish
5
Ford, 158 S.W.3d at 493; Mendoza, 365 S.W.3d at 673.
Delafuente, Joseph
Combined Opinion